Events

Gawronski to Moderate at the STA 84th Annual Market Structure Conference

Thursday, September 14, 2017

Washington DC

 

1:30PM – 2:15PM PANEL: Mr. & Mrs. 401(k); The SEC’s Focus on the Long-Term Interests of Main Street Investors

In a July 12, 2017 speech, SEC Chairman Jay Clayton laid out eight (8) guiding principles that will guide his SEC Chairmanship. Principle #2 states that the SEC will assess its actions on analysis that “starts and ends with the long-term interests of the Main Street investor,” or "Mr. and Mrs. 401(k).” A diverse panel of industry experts will provide their opinions on whether certain market structure issues fulfill this principle.

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