Media Room

Rosenblatt, Shah Named to II Fintech Finance 40 List

New York, NY, November 27, 2017. Rosenblatt Securities is pleased to announce that the firm and its head of fintech investment banking, Vikas Shah, have been selected as part of the prestigious Institutional Investor Fintech Finance 40 ranking for 2017. Shah is No. 33 on the list of the world’s most influential players in financial-technology banking and investment, which II began publishing in 2015.

Source: Rosenblatt SecuritiesDate: Monday, November 27, 2017

SEC action on European research rule brought 'sigh of relief' to banks, brokers

A sweeping European market-reform initiative was poised to disrupt U.S. brokers' equity research businesses until Wall Street's chief regulator entered the fray.

Europe's revised Markets in Financial Instruments Directive, or MiFID II, was designed to level the playing field among financial services companies through a myriad of regulatory changes, most prominently the separation of research costs from trading execution costs.

Source: S&P Global Market IntelligenceDate: Friday, November 03, 2017

Brexit help wanted: Europe’s biggest exchanges seek new CEOs

Europe’s biggest exchange operators are seeking new chief executives that will be at the helm of their companies as Brexit unfolds. London Stock Exchange Group CEO Xavier Rolet is departing after leading the company for eight years, while Deutsche Boerse boss Carsten Kengeter is leaving after being dogged by insider trading allegations.

Source: QuartzDate: Monday, October 30, 2017

MiFID’s Controversial Dark-Trade Workaround Has Some Crying Foul
- Exchanges complain bank-run dark venues get unfair advantage
- MiFID rules on ‘systematic internalizers’ at center of debate
Source: Bloomberg/NewsroomDate: Friday, September 22, 2017

Rosenblatt speaks at MarketsWiki Education’s World of Opportunity

“When your crystal ball gets foggy, your two greatest assets will be your humility and your flexibility.”

Source: John Lothian NewsDate: Friday, September 08, 2017

Dark-Pool Clampdown Seen Ensnaring 74% of European Equities

If fund managers want to keep trading in European dark pools, they will need a big overhaul of their practices before new rules kick in next year.

Source: Bloomberg/NewsroomDate: Monday, June 26, 2017

Rosenblatt Hires Veteran Financials Analyst Christopher Allen

Rosenblatt Securities is pleased to announce it has hired veteran financial-services-industry analyst Christopher Allen.

Source: Rosenblatt SecuritiesDate: Wednesday, June 21, 2017

Deal Announcement: Rosenblatt Securities serves as an advisor to Euronext on its agreement to acquire FastMatch

Rosenblatt Securities is pleased to announce its role as the financial advisor to Euronext N.V. (ENXTPA:ENX) on its agreement to acquire FastMatch, Inc., the fastest growing ECN in the spot foreign exchange market. 

Source: Rosenblatt SecuritiesDate: Tuesday, May 23, 2017

Rosenblatt rings the closing bell to commemorate NYSE's 225th anniversary.

Richard Rosenblatt, Founder and CEO of Rosenblatt Securities, rings the closing bell for the 225th anniversary of the New York Stock Exchange.

Source: Rosenblatt SecuritiesDate: Wednesday, May 17, 2017

Joe Gawronski interview in Best Execution magazine - April 22, 2017


Joe Gawronksi, President and Chief Operating Officer of Rosenblatt Securities talks to Best Execution’s Lynn Strongin Dodds about the path of regulatory change, both in the US and Europe, and whether there is a risk of divergence.

Source: Best ExecutionDate: Wednesday, May 03, 2017