Media Room


Rosenblatt, Al Rajhi Capital Announce Exclusive Pact to Bring Saudi Research to US Investors

New York and Riyadh: December 9, 2015. Rosenblatt Securities, a leading North American boutique brokerage, and Al Rajhi Capital, Saudi Arabia’s biggest securities firm, are pleased to announce they have signed an exclusive arrangement to bring Saudi research, corporate access, execution services and capital markets transactions to US institutional investors.

Source: Rosenblatt SecuritiesDate: Wednesday, December 09, 2015


Rosenblatt Securities and Ak Investment Announce Exclusive Pact to Bring Turkish Research to US Investors

New York and Istanbul, October 20, 2015. Rosenblatt Securities, one of North America’s leading boutique brokerage firms, and Ak Investment, one of the leading brokerage firms in Turkey and a wholly-owned subsidiary of Akbank (AKBNK.TI), are pleased to announce that they have signed an exclusive agreement to bring Turkish research, corporate access, capital-markets transactions and execution services to US institutional investors.

Source: Rosenblatt SecuritiesDate: Tuesday, October 20, 2015


Metals Analyst Chris Olin Joins Rosenblatt Securities

New York, September 28, 2015 — Rosenblatt Securities is pleased to announce that veteran metals-industry analyst Chris Olin has joined the firm. Based in Cleveland, Olin will cover publicly listed metals, specialty-materials and aerospace-supply companies, such as Alcoa, Nucor and Carpenter Technologies. His joining Rosenblatt marks a further broadening of the firm’s investment-research offering, bolstering existing analysis of financial services, coverage of technology, media and telecom (TMT) companies and a suite of non-US research offered through partners in China, Taiwan, Africa and the Middle East.

Source: Rosenblatt SecuritiesDate: Monday, September 28, 2015


Pioneer Forced to Wait for Regulators on Plan for Paying Brokers

Pioneer Investment Management thinks Europe’s looming ban on bundling together payments for equity research and trading is a great idea. But uncertainty over what will be allowed in the final rules has forced it to stop its efforts to separate the two.

Source: Bloomberg/NewsroomDate: Wednesday, September 23, 2015


Dark pools and best execution

In the first of a series of articles for Best Execution and in the run up to the implementation of MiFID II, Robert Barnes, CEO of European multilateral trading facility Turquoise looks at the past, present and future of dark pools, dark liquidity and block trading.

Source: Best ExecutionDate: Wednesday, August 26, 2015


Rosenblatt Securities, China Merchants Securities Announce Exclusive Pact to Bring Chinese Research to US Investors

New York, NY, and Hong Kong, SAR, China, August 20, 2015. Rosenblatt Securities, one of North America’s leading boutique brokerage firms, and China Merchants Securities (HK), a wholly-owned subsidiary of China Merchants Securities Co., Ltd. (600999.CH), are pleased to announce they have signed an exclusive arrangement to bring Hong Kong and China research, corporate access, and execution services to US institutional investors.

Source: Rosenblatt SecuritiesDate: Thursday, August 20, 2015


Rosenblatt Securities advises Pinnacle Capital Markets on its sale to Honos Financial

Rosenblatt Securities is pleased to announce its role as the exclusive advisor to Pinnacle Capital Markets (“PCM”), a Raleigh, North Carolina-based broker-dealer, on its acquisition by Honos Financial LLC (“Honos Financial”). Founded in 2003, PCM serves execution needs of foreign market participants in equities, options, futures and FX through a network that covers 85 global venues. Honos Financial wholly-owns and operates subsidiary Glacier Point Capital, a Stamford, Connecticut-based broker-dealer.

Source: Rosenblatt SecuritiesDate: Friday, July 31, 2015


High frequency trading - The Calm After The Storm

It is probably no surprise that Michael Lewis’s Flash Boys sold 130,000 copies in the US in its first week of publication. It has all the ingredients of a blockbuster exposee: alleged market abuse on an eye-watering scale, toxic traders using speed-of-light technology to rig the equities markets, huge rewards for those who outwitted the system. The high frequency trader (HFT) was the new villain on the block and the media were baying for blood.

Source: Best Execution Date: Friday, July 31, 2015


Rosenblatt, SinoPac Announce Exclusive Pact to Bring Taiwanese Research to US Investors

New York, NY, and Taipei, Taiwan, June 24, 2015. Rosenblatt Securities, one of North America’s leading boutique brokerage firms, and SinoPac Securities, the investment banking and brokerage arm of SinoPac Holdings, ranking among Taiwan’s largest financial services groups, are pleased to announce they have signed an exclusive arrangement to bring Greater China research, corporate access, trading and banking services to major institutional investors in the US.

Source: Rosenblatt SecuritiesDate: Wednesday, June 24, 2015


Rosenblatt Securities serves as a Co-Manager on Virtu Financial's Initial Public Offering

Rosenblatt Securities is pleased to announce its role as a co-manager in the Initial Public Offering of Virtu Financial on April 16, 2015. Virtu raised $314 million by offering 16.5 million Class A common shares priced at $19.00 each. Virtu is a leading technology-enabled market maker and liquidity provider to the global financial markets. It makes markets in more than 11,000 securities and other financial instruments on more than 225 unique exchanges, markets and liquidity pools in 34 countries around the world.

Source: Rosenblatt SecuritiesDate: Sunday, May 31, 2015