11 September 2017


Alex Kemmsies

Vice President    

Justin Schack

Managing Director    

Rosenblatt Securities Inc.    
New York +1 212 607 3100    

Rosenblatt's Monthly ETP Review: August

Notable ETP News

Shakeup at SEC Could Make It Easier to Get That ETF Approved
—Bloomberg News

A new sheriff is coming to town and the exchange-traded fund industry can’t wait. David Grim, the top official in charge of approving new financial products at the Securities and Exchange Commission, is stepping down next month, the agency said Thursday. The move is spurring speculation that innovative funds may find it easier to gain approval, and those that have struggled could get a second look under a different regime.

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