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CNBC
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Aug 21, 2023
AI Is ‘The Real Deal’ and an Everything Cycle That’s Never Been Seen Before
Financial News
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Jun 7, 2023
Rosenblatt named "Best Firm for Market Structure and Execution Consulting" in Financial News' Trading and Tech Awards
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Mar 2, 2022
Rosenblatt Serves as Exclusive Strategic and Financial Advisor to LeveL ATS on its Merger with Luminex

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Rosenblatt Securities is pleased to announce that it has formed an Investment Banking Advisory Board. Comprised of a distinguished group of financial-technology and capital-markets industry leaders, the Advisory Board will help Rosenblatt’s well-respected banking team stay on top of cutting-edge industry developments, expand its network and source transactions.
Rosenblatt Securities
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Oct 30, 2018
Rosenblatt Forms Investment Banking Advisory Board
Investment Banking
Press Releases
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A proliferation of new trading venues has left traders less clear on best execution and damaged regulators’ attempts to increase transparency
Financial News
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Oct 18, 2018
Why Mifid II is missing the mark, nine months in
Market Structure
Press Mentions
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A failed experiment to help small-company stocks will be buried at September’s end, the Securities and Exchange Commission said on Monday. The Tick Size Pilot Program was supposed to revitalize trading liquidity, stock offerings, and job creation for small-cap public companies–by quoting and trading their stocks in increments of a nickel, rather than the usual penny.
Barrons
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Sep 14, 2018
Congress’ Failed Stock Market Experiment Cost Investors $900 Million
Press Mentions
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In the past decade, discussion around dark pools evolved from an obscure market-structure issue to a highly-charged debate over whether traders armed with computer algorithms were using the private venues to take advantage of investors with slower price feeds. The fight gained traction in 2014 after the release of Michael Lewis’s book "Flash Boys.”
Bloomberg
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Jul 18, 2018
Wall Street Dark Pools to Come Out of Shadows Thanks to SEC
Market Structure
Press Mentions
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The European Union’s Markets in Financial Instruments Directive, or MiFID II, was introduced in January with the aim of pushing more trading onto regulated public exchanges where prices and participants can be seen by all. At first glance, it seems to have failed its biggest test. The share of trading on so-called lit exchanges — where prices and trades are clearly visible — has barely risen in the first months of the new regime.
Reuters
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Jul 2, 2018
Light or dark? Six months on, MiFID 2 rules divide equity traders
Press Mentions
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Working in an industry where you are one of very few women can be challenging enough — but imagine what it's like to be the only woman on staff. That's the case for New York Stock Exchange trader Lauren Simmons. The 23-year-old is an equity trader for Rosenblatt Securities, and she is both the youngest and the only full-time female employee to hold that position at the NYSE.
CNBC
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Jun 13, 2018
How this 23-year-old became the only full-time woman trader at the New York Stock Exchange
Execution Services
Press Mentions
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The New York Stock Exchange trading floor is one of the most familiar symbols of American business. But in 2018, the arena that prides itself on predicting the future is stuck in the past in one respect - it's almost entirely staffed by men. Enter Lauren Simmons, the only full-time female broker on the New York Stock Exchange floor, as well as the only African-American woman, and at 23, the youngest. She told the BBC's Joe Miller what it's like to work in the male-dominated maelstrom.
BBC News
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May 10, 2018
Meet the only female broker on New York's stock exchange
Execution Services
Press Mentions
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Rosenblatt Securities is pleased to announce its role as the exclusivefinancial advisor to Visible Alpha, a company that is transforming the way investment managers and brokerscollaborate on research, financial models and corporate access, on a $38 million investment by a consortiumof leading financial institutions. The funding round was led by Goldman Sachs, with additional participationfrom Exane BNP Paribas, Macquarie Group, RBC Capital Markets, Banco Santander through its VC arm,Santander InnoVentures, and Wells Fargo as well as Visible Alpha’s existing investors, Bank of America, Citi,Jefferies, Morgan Stanley and UBS. Visible Alpha has seen dramatic growth over the past year and will continueto build on this momentum through the product development and global expansion enabled by this funding.
Rosenblatt Securities
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Mar 22, 2018
Rosenblatt serves as exclusive financial advisor to investment-research platform Visible Alpha on $38M funding round
Investment Banking
Press Releases
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In honor of International Women’s day, and emerging technologies that can have an impact on fintech, we would like to highlight three women who are doing fascinating things in the world of blockchain. Meltem Demirors - VP at Digital Currency Group and member of WEF Blockchain Council: At Rosenblatt’s 9thAnnual Financial Technologies Summit, Meltem Demirors, formerly of Digital Currency Group, energized the crowd with her keynote presentation titled, “The Blockchain Hype Cycle – Past, Present, Future.” Additionally, we would like to commend Meltem for her inspiring Women in Blockchain – Leaders Series. Click here to read about the talented women Meltem has written about.
Rosenblatt Securities
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Mar 8, 2018
In Recognition of International Women's Day
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Trading in hundreds of European stocks may be disrupted when the region’s regulator starts restricting transaction volumes from mid-March, in what could be a more sweeping crackdown than anticipated. “This is one of the biggest changes under MiFID II,” said Richard Semark, head of UBS Group AG’s multilateral-trading facility. “It will alter trader behavior as suspended stocks move to alternative venues.” He says that even more stocks may be suspended now if January and February data are taken into account as well as the 2017 period.
Bloomberg
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Feb 28, 2018
MiFID ‘Big Bang’ Dark Trading Caps to Impact Hundreds of Stocks
Press Mentions
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Major exchange operators across Europe have urged EU financial authorities to ensure systematic internalisers (SIs) under MiFID II are subject to the tick size regime. In November, the European Securities Markets Authority (ESMA) proposed enforcing the tick size rules to the SI regime in a bid to level the playing field for trading on-exchange. It stated a competitive disadvantage would be created for trading venues if only on-venue orders and quotes have to comply with the minimum tick size regime, resulting in volumes currently traded on-exchange migrating towards over the counter (OTC) execution.
The Trade
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Feb 12, 2018
Industry butts heads over MiFID II SI tick size regime
Market Structure
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Everyone in European finance has been abuzz over an obscure acronym -- MiFID II -- that’s about to radically change how assets from stocks to commodities are traded and investors’ money is managed.
Bloomberg/Newsroom
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Jan 20, 2018
No Idea What MiFID Stands For? Here’s What You Need to Know
Market Structure
Press Mentions
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